Tag Archives: RIA

RIA’s Being Set Up

This article confirms how brokers are setting up RIA’s to be able to claim that they are providing fiduciary services not because they are committed to acting as a fiduciary on behalf of their clients, BUT because they feel it is … Continue reading

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Financial Services Trick or Treat

A Trojan horse.  A wolf in sheep’s clothing.  Whether the former is referring to the Greek military ploy in the Trojan War or a computer virus and whether the latter is rightly linked to biblical passages or wrongly credited to … Continue reading

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